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Regulatory Information

Clean Water Act (CWA)

The primary objective of the Federal Water Pollution Control Act, commonly referred to as the Clean Water Act (CWA), is to restore and maintain the chemical, physical, and biological integrity of the nation's surface waters. Pollutants regulated under the CWA include "priority" pollutants, including various toxic pollutants; "conventional" pollutants, such as biochemical oxygen demand (BOD), total suspended solids (TSS), fecal coliform, oil and grease, and pH; and "non-conventional" pollutants, including any pollutant not identified as either conventional or priority.

NPDES Permits
The CWA regulates both direct and indirect discharges. The National Pollutant Discharge Elimination System (NPDES) program (CWA §402) controls direct discharges into navigable waters. Direct discharges or "point source" discharges are from sources such as pipes and sewers. These include discharges of industrial and municipal wastewater, as well as storm water conveyed through a municipal separate storm water system (MS4). NPDES permits, issued by either EPA or an authorized State (EPA has authorized 44 States to administer the NPDES program), contain industry-specific, technology-based and/or water quality-based limits, and establish pollutant monitoring requirements. Each municipality or industry that intends to discharge into the nation's waters must obtain a permit prior to initiating its discharge. A permit applicant must provide quantitative analytical data identifying the types of pollutants present in the facility's effluent. The permit will then set the conditions and effluent limitations on the facility discharges.

An NPDES permit also includes discharge limits based on Federal or State water quality criteria or standards, that were designed to protect designated uses of surface waters, such as supporting aquatic life or recreation. These standards, unlike the technological standards, generally do not take into account technological feasibility or costs. Water quality criteria and standards vary from State to State, and site to site, depending on the use classification of the receiving body of water. Most States follow EPA guidelines which propose aquatic life and human health criteria for many of the 126 priority pollutants.

Local governments who own and operate wastewater treatment plants are required to apply for and obtain an NPDES permit. These permits contain a variety of required elements, including discharge limits; monitoring, reporting, and recordkeeping requirements; and requirements for managing residuals.

Combined Sewer Systems (CSS) Permit Provisions
EPA's 1994 Combined Sewer Overflow (CSO) Control Policy provides recommended NPDES permit conditions for municipalities with combined sewer systems. These provisions are typically implemented by municipalities authority and include requirements for meeting nine minimum controls (NMC) to reduce the frequency and water quality impacts of CSO events, and to establish a long term control plan (LTCP) to address capital improvements to the system. Those local governments who operate and maintain a combined collection system must abide by these requirements, which are included as part of the NPDES permit.

Storm Water Discharges
In 1987 the CWA was amended to require EPA to establish a program to address storm water discharges. In response, EPA has devised the NPDES storm water regulations in two phases. Phase I, promulgated in 1990, required local governments that operate large (serving a population greater than 250,000) or medium (serving a population from 100,000 to 250,000) municipal separate storm water systems to apply for and obtain an NPDES storm water permit. During phase 2 of the storm water program, local governments operating small municipal separate storm water systems will be required to submit a Notice of Intent to EPA to be covered under a national general storm water permit.

In addition to requiring storm water permits for collection systems, the Clean Water Act may also require that industrial or local government operations obtain or be covered by storm water permits. Such operations may include construction activities (e.g., roads, buildings) or storage of chemicals or hazardous materials.

Pretreatment Program
Another type of discharge that is regulated by the CWA is one that goes to a publicly-owned treatment works (POTWs). The national pretreatment program (CWA §307(b)) controls the indirect discharge of pollutants to POTWs by "industrial users." Facilities regulated under §307(b) must meet certain pretreatment standards. The goal of the pretreatment program is to protect municipal wastewater treatment plants from damage that may occur when hazardous, toxic, or other wastes are discharged into a sewer system and to protect the quality of sludge generated by these plants. Discharges to a POTW are regulated primarily by the POTW itself, rather than the state or EPA.

EPA has developed technology-based standards for industrial users of POTWs. Different standards apply to existing and new sources within each category. "Categorical" pretreatment standards applicable to an industry on a nationwide basis are developed by EPA. In addition, another kind of pretreatment standard, "local limits," are developed by the POTW in order to assist the POTW in achieving the effluent limitations in its NPDES permit.

Regardless of whether a state is authorized to implement either the NPDES or the pretreatment program, if it develops its own program, it may enforce requirements more stringent than federal standards.

Those local governments who own and operate POTWs must meet the requirements for a pretreatment program under the Clean Water Act. In such situations, the local government becomes the regulator and establishes limits that must be met by those industries discharging to the POTW.

Sludge Management
Section 405 of the Clean Water Act and the associated regulations govern land application and land disposal of sludge generated from municipal wastewater treatment. The associated EPA regulations, found in 40 CFR Part 503, establish provisions for sludge quality, application rates, and environmental conditions under which land application is permitted. The regulations also specify management methods, monitoring and recordkeeping for both disposal and land application facilities. Local governments who produce sludge from their wastewater treatment operations are subject to these regulations.

Spill Prevention, Control and Countermeasure Plans
The 1990 Oil Pollution Act requires that facilities that could reasonably be expected to discharge oil in harmful quantities prepare and implement more rigorous Spill Prevention Control and Countermeasure (SPCC) Plans required under the CWA (40 CFR §112.7). The SPCC regulations also require specific management procedures for loading, unloading, and storing petroleum products. The regulations specify criminal and civil penalties for deliberate or negligent spills of oil. Regulations covering response to oil discharges and contingency plans (40 CFR Part 300), and Facility Response Plans to oil discharges (40 CFR §112.20) and for PCB transformers and PCB-containing items were revised and finalized in 1995. Local governments who maintain fueling operations must comply with the SPCC regulations.

Table 5-1. Local Government Operations and Clean Water Act Requirements

 

 

Operations

NPDES Program

SPCC

Wetlands

Permits

CSOs

Storm Water

Sludge Mgmt.

Pretreatment

Construction / Maintenance

New construction--roads, bridges, tunnels

   

X

     

X

Maintenace and repair of roads, bridges, tunnels

 

X

X

       

New construction of buildings

   

X

     

X

Maintenance and repair of buildings

   

X

   

X

 

Pesticide Management

Pesticide application outdoors

   

X

   

 

 

Disposal

             

Public Safety

Hazardous materials response

   

X

       

Wastewater from photoprocessing

X

 

X

 

X

 

 

Solid Waste Management

Operation of transfer stations

 

X

X

       

Landfill operation

   

X

       

Wastewater Collection and Treatment

Collection systems

 

X

X

       

Wastewater treatment

X

           

Permit compliance

X

     

X

   

 Monitoring programs

X

 

 

 

 

 

 

Lab operations

X

 

         

Bio-solids management

X

   

X

     

 Water Supply

Liquid residuals management

X

     

X

   

Chemical storage/hazardous materials

   

X

       

System operation and maintenance

X

           

Vehicle / Equipment Maintenance

Changing vehicle fluids

X

 

X

 

X

X

 

Washing vehicles and shop floors

X

     

X

   

Fuel storage

 

  

  

  

 

X

 

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